http://www.finraemailarchiving.com making sure you are fully compliant with FINRA email archiving regulations Thu, 14 Jan 2010 23:47:16 +0000 http://backend.userland.com/rss092 en Podcasts have been popping up everywhere, it seems. And with good reason, they are a good way to encourage discussion, an alternative method of education and are just becoming easier to use with the latest trends of technology. With that said, if you want to keep up on FINRA email archiving ... http://www.finraemailarchiving.com/2010/01/14/finra-podcasts-%e2%80%93-stay-in-the-know/ Just because 2009 is wrapping up doesn’t mean FINRA has taken a reprieve on investment firms and financial companies. This trend has continued throughout this year, and many experts predict 2010 to see increased audits, investigations, and stricter attention to fulfilling regulation requirements. FINRA email archiving is vital to fulfill many ... http://www.finraemailarchiving.com/2009/12/23/finra-keeps-pressure-on-firms/ There is no doubt that many customers are now struggling with how to deal with email archiving issues. However, US firms regulated by FINRA must follow strict guidelines for email archiving. The reality is that, for many businesses, it is extremely difficult to achieve and sustain email archiving systems that ... http://www.finraemailarchiving.com/2009/12/09/the-challenges-of-finra-email-archiving/ In the IT world, ensuring the proper storage and easy recovery of data in the case of a disaster is essential.  Business continuity is so important that many companies hold business continuity audits to ensure that the company is ready and able to recover data should anything happen to threaten ... http://www.finraemailarchiving.com/2009/11/30/business-continuity-audit-%e2%80%93-how-finra-email-archiving-can-help/ Email archiving is an essential component of both SEC and FINRA compliance.  The following will describe the importance of SEC compliance and note how it relates to FINRA email archiving. Why Must Entities Abide By FINRA Email Archiving Regulations? The SEC compliance FINRA email archiving regulations are lengthy in text but the ... http://www.finraemailarchiving.com/2009/11/19/finra-email-archiving-sec-compliance/ Despite the start-up costs associated with FINRA Email Archiving, maintaining compliance can save your organization money in both the short-term and long-term, especially with the appropriate system in place and running well. FINRA takes the task of records retention seriously – a strong hint that your organization should do so as ... http://www.finraemailarchiving.com/2009/11/13/importance-of-finra-email-archiving/